The Alberta Gaming, Liquor & Cannabis board has lifted the moratorium on accepting new retail cannabis licence applications and issuing new retail cannabis licences.
The Canadian Securities Administrators released the CSA Business Plan 2019-2022 which sets out the priorities of its members over the next three year period.
The United States Securities Exchange Commission adopted a new rule establishing a standard of code of conduct for broker-dealers when they make recommendations to a retail customer.
The United States Securities and Exchange Commission sued Kik Interactive Inc. for what it alleges is an illegal USD$100 million securities offering of digital tokens.
The Ontario Securities Commission announced the adoption of a pre-filing review regime for mining issuers.
We have hired a senior corporate and securities paralegal.
We have moved to a new office location in the heart of Vancouver’s financial district.
The Investment Industry Regulatory Organization of Canada and the Canadian Securities Administrators published an update on the management of conflicts of interest arising from soliciting dealer arrangements.
A recent settlement agreement entered into by the Ontario Securities Commission highlights the risks of providing investor presentations and similar materials to prospective investors.
Recent amendments to the British Columbia Business Corporations Act will require private companies to prepare and maintain a transparency register of information about significant individuals.
Commencing June 13, 2019, Canada Business Corporations Act corporations will be required to create and maintain a register of individuals with significant control.
The Canadian Securities Administrators are proposing to revise the rules applicable to at-the-market distributions in Canada.